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General Methods of Preparation of Aliphatic Aldehydes & Ketones

ChemistryAldehydes And KetonesFor NEET aspirants

The general methods of preparation of aliphatic aldehydes and ketones start from functional groups you already know: alcohols, acyl chlorides, esters, nitriles, alkenes, alkynes and gem-dihalides. The central idea is control. Oxidation or reduction must stop exactly at the carbonyl level, not one step short or one step beyond. This page covers every NCERT method for the preparation of aldehydes and ketones, together with the reagent choices (PCC, DIBAL-H, poisoned palladium, dialkylcadmium) that JEE Main, JEE Advanced and NEET questions test again and again.

Key reactions: quick reference
  1. 1° alcohol, PCC
  2. 2° alcohol, dichromate
  3. Dehydrogenation
  4. Rosenmund reduction
  5. Stephen reduction
  6. DIBAL-H
  7. Nitrile + Grignard
  8. Dialkylcadmium
  9. Ozonolysis
  10. Hydration of ethyne

1. The Big Picture

An aldehyde or ketone sits at a middle oxidation level: above an alcohol, below a carboxylic acid. Every method on this page belongs to one of four families.

  • Controlled oxidation of alcohols, or their dehydrogenation over copper.
  • Controlled reduction of acid derivatives (acyl chlorides, esters, nitriles), stopping before the alcohol.
  • Carbon-carbon bond formation with organometallic reagents (Grignard, dialkylcadmium) to make ketones.
  • Addition or cleavage of multiple bonds: hydration of alkynes, ozonolysis of alkenes, hydrolysis of gem-dihalides.
Map of methods to prepare aliphatic aldehydes and ketones Hub diagram showing eight starting materials for aldehydes and ketones: alcohols by oxidation with PCC or potassium dichromate or by copper-catalysed dehydrogenation; acyl chlorides by Rosenmund reduction, lithium tri-tert-butoxyaluminium hydride, or dialkylcadmium for ketones; esters by DIBAL-H; nitriles by Stephen reduction, DIBAL-H or Grignard reagents for ketones; alkenes by ozonolysis; alkynes by mercury-catalysed hydration or hydroboration-oxidation; gem-dihalides by alkaline hydrolysis; and calcium salts of carboxylic acids by dry distillation. Aldehydes and ketones Alcohols 1° → aldehyde, 2° → ketone PCC, K2Cr2O7 / H+ or Cu at 573 K Acyl chlorides H2, Pd/BaSO4 (Rosenmund) LiAlH(OCMe3)3, −78 °C R2Cd gives ketones Esters (i) DIBAL-H, −78 °C (ii) H2O Nitriles SnCl2, HCl (Stephen) or DIBAL-H RMgX gives ketones Alkenes ozonolysis: O3, then Zn, H2O Alkynes HgSO4, H2SO4 or R2BH, then H2O2, OH− gem-Dihalides aqueous KOH (via a gem-diol) Calcium salts dry distillation of (RCOO)2Ca
Figure 1: Eight starting points for the preparation of aldehydes and ketones: alcohols, acyl chlorides, esters, nitriles, alkenes, alkynes, gem-dihalides and calcium salts of carboxylic acids.

2. From Alcohols

Oxidation of primary alcohols to aldehydes

A primary alcohol is oxidised first to an aldehyde and then to a carboxylic acid:

The aldehyde is only a halfway stage, and ordinary oxidants such as acidified K2Cr2O7 or KMnO4 carry it on to the acid. To stop at the aldehyde, use pyridinium chlorochromate (PCC), C5H5NH+CrO3Cl−, in dichloromethane:

PCC works in the absence of water. Chromium(VI) oxidises an aldehyde to an acid through its hydrate, RCH(OH)2, and without water that hydrate cannot form, so oxidation stops. With acidified dichromate, a low-boiling aldehyde such as ethanal can also be saved by distilling it out as soon as it forms.

Oxidation of secondary alcohols to ketones

Secondary alcohols are oxidised to ketones by chromic acid (H2CrO4), acidified K2Cr2O7 or PCC:

The reaction usually stops at the ketone, because oxidising it further would require breaking a C-C bond. Tertiary alcohols have no hydrogen on the carbinol carbon and are not oxidised under these conditions.

Oxidation of primary and secondary alcohols to aldehydes and ketones Propan-1-ol is oxidised by PCC in dichloromethane to propanal, which stops at the aldehyde; excess acidified potassium dichromate with heat continues to propanoic acid. Propan-2-ol is oxidised by acidified dichromate or PCC to propanone, and oxidation stops there because going further would require breaking a carbon-carbon bond. Primary alcohol: the aldehyde is a halfway stage H3C OH H3C H O H3C O OH propan-1-ol propanal propanoic acid PCC, CH2Cl2 stops here K2Cr2O7, H+ excess, heat Secondary alcohol: the ketone is the end of the line H3C CH3 OH H3C CH3 O propan-2-ol propanone (acetone) K2Cr2O7, H+ or PCC going further would break the carbon chain
Figure 2: Oxidation of alcohols: PCC stops a primary alcohol at the aldehyde, while excess acidified K2Cr2O7 continues to the acid; a secondary alcohol stops at the ketone.
Solved Example 1
Give the main organic product: (a) butan-1-ol with PCC in CH2Cl2; (b) butan-1-ol heated with excess acidified K2Cr2O7; (c) pentan-2-ol with acidified K2Cr2O7.
Solution:

(a) PCC works without water and stops at the aldehyde. Butanal, CH3CH2CH2CHO.

(b) Excess aqueous Cr(VI) with heating oxidises the aldehyde further. Butanoic acid, CH3CH2CH2COOH.

(c) A secondary alcohol stops at the ketone, because further oxidation would break a C-C bond. Pentan-2-one, CH3COCH2CH2CH3.

Dehydrogenation of alcohols

When alcohol vapour is passed over heated copper at 573 K, hydrogen is removed instead of being oxidised away. This method is used industrially.

A tertiary alcohol has no hydrogen on the carbinol carbon to lose, so under the same conditions it is dehydrated to an alkene.

Dehydrogenation of alcohols over copper at 573 K Vapours of alcohols passed over heated copper at 573 kelvin lose hydrogen: ethanol, a primary alcohol, gives ethanal and propan-2-ol, a secondary alcohol, gives propanone. The tertiary alcohol 2-methylpropan-2-ol has no hydrogen on the carbinol carbon, so it is dehydrated to 2-methylpropene instead. 1° alcohol gives an aldehyde H3C OH H3C H O ethanol ethanal Cu, 573 K + H2 2° alcohol gives a ketone H3C CH3 OH H3C CH3 O propan-2-ol propanone Cu, 573 K + H2 3° alcohol: no H on the carbinol carbon, so it dehydrates instead (CH3)3C OH H3C CH3 2-methylpropan-2-ol 2-methylpropene Cu, 573 K + H2O
Figure 3: Dehydrogenation of alcohols over copper at 573 K: 1° alcohols give aldehydes, 2° alcohols give ketones, and 3° alcohols are dehydrated to alkenes.
Solved Example 2
The vapours of three isomeric C4H10O alcohols are each passed over copper at 573 K: butan-1-ol, butan-2-ol and 2-methylpropan-2-ol. Name the product in each case.
Solution:

Butan-1-ol is a 1° alcohol, so it loses H2 to give butanal.

Butan-2-ol is a 2° alcohol, so it loses H2 to give butan-2-one.

2-Methylpropan-2-ol is a 3° alcohol with no hydrogen on the carbinol carbon, so it cannot be dehydrogenated. It loses water instead, giving 2-methylpropene.

3. From Acid Derivatives by Partial Reduction

In principle, reducing a carboxylic acid should give an aldehyde. In practice the usual reagent, LiAlH4, reduces the acid all the way to a primary alcohol. LiAlH4 is a powerful reducing agent and aldehydes are reduced very easily, so any aldehyde that forms is immediately reduced further:

The solution has two parts. First, start from an acid derivative that is more easily reduced than the acid itself: an acyl chloride, an ester or a nitrile. Second, use an aluminium hydride that is less reactive than LiAlH4. The two standard reagents, lithium tri-tert-butoxyaluminium hydride and diisobutylaluminium hydride (DIBAL-H), each carry only one hydride. Both are sterically hindered, so they transfer hydride with more difficulty.

Comparing LiAlH4, lithium tri-tert-butoxyaluminium hydride and DIBAL-H Three aluminium hydride reagents. Lithium aluminium hydride has four small hydrides and is very reactive, reducing acyl chlorides and esters to primary alcohols and nitriles to primary amines. Lithium tri-tert-butoxyaluminium hydride has one hydride and three bulky tert-butoxy groups, and reduces acyl chlorides to aldehydes at minus 78 degrees Celsius. Diisobutylaluminium hydride, DIBAL-H, has one hydride, bulky isobutyl groups and a Lewis acidic aluminium, and reduces esters and nitriles to aldehydes at minus 78 degrees Celsius. LiAlH4 H Al H H H Li+ 4 hydrides, small very reactive RCOCl, esters → 1° alcohol nitriles → 1° amine LiAlH(OCMe3)3 H Al OCMe3 Me3CO OCMe3 Li+ 1 hydride, very bulky mild RCOCl → RCHO at −78 °C DIBAL-H H Al Bui Bui Bui = isobutyl, (CH3)2CHCH2 1 hydride, bulky Lewis acidic Al esters, nitriles → RCHO at −78 °C less reactive, more selective: reduction stops at the aldehyde
Figure 4: Hydride reagents compared: LiAlH4 over-reduces, while bulky LiAlH(OCMe3)3 and DIBAL-H stop at the aldehyde.
Partial reduction of acyl chlorides, esters and nitriles to aldehydes An acyl chloride with lithium tri-tert-butoxyaluminium hydride at minus 78 degrees, an ester with DIBAL-H at minus 78 degrees, and a nitrile with DIBAL-H, each followed by water, all give the aldehyde RCHO. With lithium aluminium hydride instead, acyl chlorides and esters are reduced to primary alcohols and nitriles to primary amines. R Cl O acyl chloride (i) LiAlH(OCMe3)3, −78 °C (ii) H2O R O O R′ ester (i) DIBAL-H, −78 °C (ii) H2O R N nitrile (i) DIBAL-H (ii) H2O R H O aldehyde With LiAlH4 instead, all three go past the aldehyde: RCOCl and esters give RCH2OH, nitriles give RCH2NH2
Figure 5: Partial reduction to aldehydes: acyl chlorides with LiAlH(OCMe3)3, and esters and nitriles with DIBAL-H, at low temperature.

Acyl chlorides with LiAlH(OCMe3)3

Acyl chlorides are reduced to aldehydes by lithium tri-tert-butoxyaluminium hydride, LiAlH[OC(CH3)3]3, in ether at . The carboxylic acid is first converted into the acyl chloride with thionyl chloride:

For example, 3-methoxy-4-methylbenzoyl chloride gives 3-methoxy-4-methylbenzaldehyde under these conditions, so the method works for aromatic acid chlorides too.

  1. Hydride adds. The single Al-H hydride attacks the carbonyl carbon, and the electrons move onto oxygen.
  2. Chloride leaves. The alkoxide re-forms the carbonyl bond and expels Cl−, a good leaving group. Lithium chloride is the by-product.
  3. Reduction stops. At the bulky reagent reacts with the aldehyde only slowly, so it survives.
Mechanism of reduction of an acyl chloride to an aldehyde Step one: the hydride on lithium tri-tert-butoxyaluminium hydride attacks the carbonyl carbon of the acyl chloride while the pi electrons move to oxygen, giving a tetrahedral alkoxide intermediate. Step two: the oxygen lone pair re-forms the carbonyl double bond and chloride leaves as lithium chloride, giving the aldehyde. The bulky, weak hydride reduces the aldehyde only slowly at minus 78 degrees Celsius, so the reaction stops. Step 1: one hydride adds to the carbonyl carbon R Cl O H Al(OCMe3)3− Li+ R H Cl O Li+ tetrahedral intermediate Step 2: the carbonyl bond re-forms and chloride leaves R H Cl O −LiCl R H O aldehyde Why it stops here the bulky, weak hydride attacks RCHO only slowly at −78 °C
Figure 6: Mechanism of acyl chloride reduction by lithium tri-tert-butoxyaluminium hydride: hydride addition, then loss of chloride.

Rosenmund reduction

Rosenmund reduction: an acyl chloride is hydrogenated over palladium supported on barium sulphate, with the catalyst partially poisoned by sulphur or quinoline. The C-Cl bond is reduced to C-H, giving the aldehyde.

The partial deactivation of the catalyst is essential. A fully active palladium catalyst would also reduce the aldehyde to a primary alcohol. Formaldehyde cannot be made by this method because formyl chloride (HCOCl) is unstable.

Rosenmund reduction of propanoyl chloride with poisoned palladium Propanoyl chloride is hydrogenated over palladium on barium sulphate poisoned with sulphur or quinoline to give propanal. The poisoned catalyst reduces the carbon-chlorine bond but not the aldehyde, so further reduction to propan-1-ol is blocked. Formaldehyde cannot be prepared by this method because formyl chloride is unstable. H3C Cl O H3C H O H3C OH propanoyl chloride propanal propan-1-ol H2, Pd/BaSO4 poisoned with S or quinoline H2 Poisoned catalyst BaSO4 support lowers activity S or quinoline blocks the most active Pd sites; only the carbon-chlorine bond is reduced Fully active Pd would continue the aldehyde is reduced on to the 1° alcohol HCHO cannot be made this way: HCOCl is unstable
Figure 7: Rosenmund reduction: H2 over Pd/BaSO4 poisoned with sulphur or quinoline reduces an acyl chloride to an aldehyde without over-reduction.

Esters with DIBAL-H

Esters are reduced to aldehydes by DIBAL-H in hexane at , followed by water. The amount of reagent must be carefully controlled (one equivalent), and the low temperature is essential to avoid over-reduction.

  1. Coordination. Aluminium in DIBAL-H is electron-deficient (a Lewis acid) and binds the carbonyl oxygen.
  2. Hydride transfer. The hydride moves from aluminium to the carbonyl carbon, giving a tetrahedral aluminium intermediate.
  3. Work-up. This intermediate is relatively stable at and does not expel R'O− while cold. Hydrolysis at the end liberates the aldehyde and R'OH.
Mechanism of DIBAL-H reduction of an ester to an aldehyde Step one: the carbonyl oxygen of the ester gives a lone pair to the aluminium of DIBAL-H at minus 78 degrees Celsius, forming a Lewis acid-base complex with a positive oxygen and a negative aluminium. Step two: the aluminium-hydrogen bond pair moves to the carbonyl carbon while the C=O pi pair moves onto oxygen, giving a neutral tetrahedral intermediate whose oxygen is bonded to aluminium; it is stable at minus 78 degrees Celsius. Step three, the work-up: a water oxygen gives a lone pair to aluminium and the aluminium-oxygen bond pair moves onto the oxygen, leaving an alkoxide ion. Step four: the negative oxygen re-forms the C=O bond and pushes out R prime O minus, giving the aldehyde RCHO; R prime O minus picks up a proton to give R prime O H. The same water destroys leftover DIBAL-H as hydrogen gas, so the aldehyde is not reduced further. The hydrogen delivered by DIBAL-H becomes the aldehyde hydrogen. Step 1: the carbonyl O donates a lone pair to Al O R O R′ ester + Al H Bui Bui DIBAL-H −78 °C toluene O R O R′ Al iBu Bui H + − Lewis acid-base complex Step 2: hydride moves from Al to the carbonyl carbon O R O R′ Al iBu Bui H + − O R O R′ Al iBu Bui H tetrahedral intermediate stable at −78 °C O is still bonded to Al, so it cannot push out R′O− yet: no RCHO forms Step 3 (work-up): water pulls Al off the oxygen O R O R′ Al iBu Bui H H2O O R O R′ H − alkoxide ion (Al removed) + iBu2Al–OH2+ loses H+ → iBu2Al–OH Step 4: the freed O− re-forms C=O and pushes out R′O− O R O R′ H − fast O R H aldehyde + R′O− takes H+ → R′OH The same water destroys any leftover DIBAL-H: iBu2Al–H + H2O → iBu2Al–OH + H2↑ = the H delivered by DIBAL-H (it becomes the aldehyde H)
Figure 8: Mechanism of DIBAL-H reduction of an ester. At the hydride adds and the Al-bound intermediate holds; at work-up, water removes Al (and destroys leftover DIBAL-H), and the freed pushes out to give the aldehyde.

Nitriles with DIBAL-H or SnCl2/HCl (Stephen reduction)

DIBAL-H adds one hydride to the carbon of the group, giving an N-aluminium imine that is stable until hydrolysis:

The Stephen reduction achieves the same result with stannous chloride and hydrogen chloride. The nitrile is reduced to an aldimine, isolated as its hydrochloride, which is hydrolysed to the aldehyde:

Nitriles to aldehydes: DIBAL-H and Stephen reduction, and hydrolysis of the iminium ion Route 1: the nitrile nitrogen gives its lone pair to the aluminium of DIBAL-H at minus 78 degrees Celsius; the aluminium-hydrogen bond pair moves to the nitrile carbon and one C triple bond N pi pair moves onto nitrogen, giving an N-aluminium imine, R C H double bond N aluminium di-isobutyl, which is not reduced further. Acid work-up replaces aluminium by hydrogen, giving the iminium ion. Route 2: in Stephen reduction, stannous chloride and hydrogen chloride in dry ether reduce the nitrile to the aldimine hydrochloride, the iminium chloride salt, with tin(IV) chloride as by-product; butanenitrile gives butanal. Both routes meet at the iminium ion. Water attacks the iminium carbon while the C=N pi pair moves onto nitrogen; a proton moves from oxygen to nitrogen to give the carbinolamine, whose oxygen lone pair re-forms C=O and pushes out ammonia, giving the aldehyde and ammonium ion. Route 1: DIBAL-H gives the nitrile carbon one H, then stops R C N nitrile DIBAL-H −78 °C R C N Al H Bui Bui + − N gives its lone pair to Al H R N Al Bui Bui N-aluminium imine H3O+ H replaces Al Route 2: Stephen reduction with SnCl2 and HCl R C N SnCl2, HCl (gas) dry ether RC≡N + SnCl2 + 3HCl → RCH=NH2+ Cl− + SnCl4 e.g. butanenitrile (CH3CH2CH2CN) gives butanal H R NH2 + Cl− aldimine hydrochloride both routes meet here Then water hydrolyses the iminium ion to the aldehyde H R NH2 + H2O iminium ion + water H2O adds H+ moves O → N H R NH3 O H + carbinolamine fast −H+ H R O aldehyde + NH4+ = the H added to the nitrile carbon (it becomes the aldehyde H)
Figure 9: Nitriles to aldehydes. DIBAL-H adds one hydride (Route 1) and Stephen reduction with gives the imine salt directly (Route 2); both meet at the iminium ion, which water hydrolyses to the aldehyde and .
Solved Example 3
Suggest reagents for each conversion and explain why LiAlH4 is not suitable: (a) ethyl butanoate to butanal; (b) butanoyl chloride to butanal; (c) pentanenitrile to pentanal.
Solution:

(a) DIBAL-H in hexane at , then H2O. The tetrahedral intermediate survives while cold and gives the aldehyde on work-up.

(b) H2 over poisoned Pd/BaSO4 (Rosenmund), or LiAlH(OCMe3)3 at .

(c) SnCl2/HCl, then H3O+ (Stephen), or DIBAL-H followed by water.

LiAlH4 is unsuitable because it reduces the aldehyde as soon as it forms. It would give butan-1-ol in (a) and (b), and pentan-1-amine in (c).

Solved Example 4
(a) Why is the palladium catalyst poisoned in Rosenmund reduction? (b) Why can methanal not be prepared by this method?
Solution:

(a) Fully active palladium would also hydrogenate the aldehyde to a primary alcohol. Barium sulphate lowers the activity, and sulphur or quinoline blocks the most active sites, so only the more reactive C-Cl bond of the acyl chloride is reduced. Poisoning stops the reaction at the aldehyde.

(b) Methanal would need formyl chloride, HCOCl, as the starting material. Formyl chloride is unstable and decomposes to CO and HCl, so it cannot be used.

4. Ketones Using Organometallic Reagents

Nitriles with Grignard reagents

A Grignard reagent adds once to the carbon of a nitrile. The product is the magnesium salt of an imine, which acid hydrolysis converts into a ketone. The imine carbon cannot be attacked a second time, so the reaction does not go on to an alcohol.

NCERT's example uses an aromatic Grignard reagent: propanenitrile and phenylmagnesium bromide give propiophenone (1-phenylpropan-1-one).

Acyl chlorides with dialkylcadmium

A dialkylcadmium is prepared from a Grignard reagent and cadmium chloride. It reacts with an acyl chloride to give a ketone:

A Grignard reagent cannot be used here because it attacks the ketone as fast as it forms, giving a tertiary alcohol. Dialkylcadmium is much less reactive, so it attacks the reactive acyl chloride but leaves the ketone alone.

Ketones from nitriles with Grignard reagents and from acyl chlorides with dialkylcadmium Route 1: in dry ether the carbon-magnesium bond pair of ethylmagnesium bromide attacks the carbon of ethanenitrile while one C triple bond N pi pair moves onto nitrogen, giving the imine magnesium salt; the nitrogen now carries a negative charge, so a second Grignard molecule does not add. Acid hydrolysis turns C=N into C=O, giving butan-2-one with ammonium, magnesium and bromide ions. Route 2: diethylcadmium, made from ethylmagnesium bromide and cadmium chloride, reacts with two molecules of acetyl chloride to give two molecules of butan-2-one and cadmium chloride. With ethylmagnesium bromide instead, the butan-2-one formed would be attacked again to give 3-methylpentan-3-ol, a tertiary alcohol; the less polar carbon-cadmium bond is too weak to attack the ketone. Route 1: a Grignard reagent adds once to the nitrile carbon H3C C N + H3C MgBr ethanenitrile ethylmagnesium bromide dry ether N H3C CH3 MgBr imine magnesium salt adds once N now carries a negative charge, so a second R− is pushed away Then H3O+ turns C=N into C=O (the same hydrolysis as in Figure 9) N H3C CH3 MgBr H3O+ hydrolysis O H3C CH3 butan-2-one + NH4+ + Mg2+ + Br− Route 2: acyl chloride + dialkylcadmium made first: 2 CH3CH2MgBr + CdCl2 → (CH3CH2)2Cd + 2 MgBrCl 2 O H3C Cl acetyl chloride (CH3CH2)2Cd dry ether 2 O H3C CH3 butan-2-one + CdCl2 Why cadmium? A Grignard reagent would not stop at the ketone CH3COCl CH3CH2MgBr CH3COCH2CH3 CH3CH2MgBr fast (CH3CH2)2C(OH)CH3 3-methylpentan-3-ol, a 3° alcohol The C–Cd bond is much less polar than C–Mg, so (CH3CH2)2Cd attacks the very reactive acyl chloride but is too weak to attack the ketone it makes. = the CH2 of the ethyl group brought in by the organometallic reagent
Figure 10: Ketones from nitriles with Grignard reagents, and from acyl chlorides with dialkylcadmium. The salt and the mild both stop at one addition, so the product is a ketone, not a alcohol.
Solved Example 5
Identify the missing compounds in each sequence.
Solution:

(a) NBS brominates the allylic position: A = 3-bromopropene, CH2=CHCH2Br. With magnesium it gives B = allylmagnesium bromide, CH2=CHCH2MgBr.

B adds to the nitrile carbon of CH3CN: C = the imine salt CH3C(=NMgBr)CH2CH=CH2. Hydrolysis gives the ketone D = pent-4-en-2-one, CH3COCH2CH=CH2.

(b) By the same addition-hydrolysis pattern, A = the imine salt (C3H5)CH=NMgBr and B = cyclopropanecarbaldehyde, C3H5CHO. This is the expected exam answer. In a real flask, the acidic hydrogen of HCN would destroy the Grignard reagent. Aldehydes are made from Grignard reagents in practice with triethyl orthoformate.

Solved Example 6
Complete the sequences.
Solution:

(a) The Grignard reagent adds to the nitrile carbon: A = the imine salt CH3C(=NMgBr)C6H11. Hydrolysis gives B = cyclohexyl methyl ketone (1-cyclohexylethanone).

(b) NBS brominates the allylic carbon: A = 3-bromocyclohexene. With magnesium it gives B = cyclohex-2-enylmagnesium bromide. Addition to acetonitrile and hydrolysis give C = 1-(cyclohex-2-en-1-yl)ethanone.

Solved Example 7
Butan-2-one is to be made from acetyl chloride. A student uses ethylmagnesium bromide and gets 3-methylpentan-3-ol instead. Explain, and give a better reagent.
Solution:

Ethylmagnesium bromide does convert acetyl chloride into butan-2-one, but a Grignard reagent attacks ketones readily. A second molecule adds to the ketone at once, and hydrolysis gives the tertiary alcohol 3-methylpentan-3-ol.

The better reagent is diethylcadmium, made from C2H5MgBr and CdCl2. It is reactive enough for the acyl chloride but not for the ketone:

5. From Alkenes: Ozonolysis

Ozone adds across a C=C bond to form an ozonide. Treating the ozonide with zinc dust and water (reductive work-up) cleaves it into two carbonyl compounds. Zinc destroys the hydrogen peroxide formed, which would otherwise oxidise any aldehyde to an acid.

To predict the products, erase the double bond and attach an oxygen to each of its two carbons. A carbon that carried a hydrogen becomes an aldehyde group; a carbon carrying two alkyl groups becomes a ketone.

Reductive ozonolysis of 2-methylbut-2-ene 2-methylbut-2-ene reacts with ozone to form an ozonide, which zinc and water cleave to ethanal and propanone. The shortcut: cut the carbon-carbon double bond and add an oxygen to each carbon; a carbon carrying hydrogen becomes an aldehyde and a carbon with two alkyl groups becomes a ketone. Zinc removes hydrogen peroxide so the aldehyde is not oxidised. H3C CH3 H3C 2-methylbut-2-ene O3 CH2Cl2, cold H3C O O CH3 CH3 O ozonide Zn, H2O H H3C O H3C CH3 O + ethanal propanone Shortcut: cut the double bond and add an oxygen to each carbon a carbon carrying H becomes an aldehyde; a carbon with two alkyl groups becomes a ketone Zn removes the H2O2 formed on hydrolysis, so the aldehyde is not oxidised to an acid
Figure 11: Reductive ozonolysis of 2-methylbut-2-ene gives ethanal and propanone, with a shortcut for predicting ozonolysis products.
Solved Example 8
(a) Give the products of reductive ozonolysis of pent-2-ene. (b) Which alkene of formula C6H12 gives only propanone on ozonolysis with Zn/H2O?
Solution:

(a) CH3CH=CHCH2CH3: cut the double bond and add O to each carbon. The products are ethanal (CH3CHO) and propanal (CH3CH2CHO).

(b) Only propanone means both double-bond carbons carry two methyl groups, and the molecule is symmetrical: (CH3)2C=C(CH3)2, 2,3-dimethylbut-2-ene.

Solved Example 9
An organic compound C6H10 (A) on successive reduction gives C6H12 (B) and C6H14 (C). Ozonolysis of A followed by hydrolysis gives two aldehydes, C2H4O (D) and C2H2O2 (E). B on oxidation with alkaline KMnO4 followed by acidification gives an acid C3H6O2 (F). Identify A to F. JEE 2001 pattern
Solution:

A takes up two molecules of H2 in steps, so it is an open-chain diene. B oxidises to a single C3 acid, propanoic acid, so B is symmetrical: CH3CH2CH=CHCH2CH3.

Ozonolysis of A gives ethanal and glyoxal, so the diene is conjugated: CH3CH=CH-CH=CHCH3. Its 1,4-addition of H2 shifts the double bond to the centre, giving B.

A = hexa-2,4-diene; B = hex-3-ene; C = hexane; D = ethanal (CH3CHO); E = glyoxal (OHC-CHO); F = propanoic acid (CH3CH2COOH).

Check: ozonolysis of B gives only propanal, as expected for a symmetrical alkene.

6. From Alkynes

Hydration with mercuric sulphate

Water adds to alkynes only with the catalytic help of both acid and mercury(II) ions: dilute H2SO4 with HgSO4 at about 333 K. Ethyne gives ethanal; every other alkyne gives a ketone, because water adds by Markovnikov's rule.

  1. -complex. Hg2+ forms a complex with the triple bond, making it open to attack by water.
  2. Water attacks. Loss of H+ gives a mercury-substituted enol.
  3. H+ replaces Hg2+. This gives the enol and regenerates the catalyst.
  4. Tautomerism. The enol rearranges to the far more stable keto form.
Mechanism of mercury(II)-catalysed hydration of ethyne to ethanal Ethyne forms a pi-complex with mercury(II) ion. Water attacks and loses a proton to give a mercury-substituted enol. A proton replaces mercury(II) to give ethenol, the enol, which tautomerises to the far more stable keto form, ethanal. Hydration of ethyne: HgSO4 and dilute H2SO4 at 333 K CH CH Hg2+ CH CH Hg2+ π-complex H2O −H+ H O H H Hg mercury-substituted enol H+ replaces Hg2+, then the enol tautomerises enol above H+ −Hg2+ H O H H H ethenol (enol) tautomerism H H3C O ethanal keto form is far more stable
Figure 12: Mechanism of mercury(II)-catalysed hydration of ethyne: -complex, mercury-substituted enol, enol, and keto-enol tautomerism to ethanal.

Hydroboration-oxidation of terminal alkynes

Hydroboration is faster with alkynes than with alkenes. A bulky dialkylborane (R2BH) adds once, with boron going to the terminal carbon. Treating the vinylborane with alkaline hydrogen peroxide gives an enol with the -OH on the end carbon, which tautomerises to an aldehyde.

Hydration and hydroboration-oxidation therefore put the oxygen on opposite ends of a terminal alkyne.

But-1-yne: hydration gives a ketone, hydroboration-oxidation gives an aldehyde The same terminal alkyne gives different carbonyl compounds. Mercury-catalysed hydration of but-1-yne adds oxygen to carbon 2 following Markovnikov rule, and the enol tautomerises to butan-2-one. Hydroboration with a bulky borane followed by alkaline hydrogen peroxide adds oxygen to carbon 1, and the enol tautomerises to butanal. Hydration (Markovnikov): oxygen goes to C-2, giving a methyl ketone H3C CH H3C OH H3C CH3 O HgSO4 H2SO4 but-1-yne enol butan-2-one Hydroboration-oxidation (anti-Markovnikov): oxygen goes to C-1 H3C CH H3C OH H3C H O (i) R2BH (ii) H2O2, OH− but-1-yne enol butanal
Figure 13: Hydration of but-1-yne gives butan-2-one (Markovnikov), while hydroboration-oxidation gives butanal (anti-Markovnikov).
Solved Example 10
Propyne is treated separately with (a) HgSO4/dil. H2SO4 and (b) a bulky R2BH, then H2O2/NaOH. Give the products and explain the difference.
Solution:

(a) Markovnikov hydration puts -OH on C-2. The enol CH3C(OH)=CH2 tautomerises to propanone, CH3COCH3.

(b) Boron adds to the less hindered terminal carbon, and oxidation replaces it with -OH on C-1. The enol CH3CH=CHOH tautomerises to propanal, CH3CH2CHO.

The two methods place the oxygen on opposite ends of the triple bond.

7. Hydrolysis of gem-Dihalides

A gem-dihalide has both halogens on the same carbon. Boiling it with aqueous alkali replaces both halogens by -OH groups. The resulting gem-diol is unstable and loses water to give a carbonyl compound. A terminal gem-dihalide (RCHX2) gives an aldehyde; a non-terminal one (RCX2R') gives a ketone.

Hydrolysis of gem-dihalides to aldehydes and ketones 1,1-dichloropropane, a terminal gem-dihalide, is boiled with aqueous potassium hydroxide to give an unstable gem-diol that loses water to give propanal. 2,2-dichloropropane, a non-terminal gem-dihalide, gives a gem-diol that loses water to give propanone. terminal gem-dihalide → aldehyde H3C H Cl Cl H3C H OH OH H3C H O aq. KOH boil −H2O fast 1,1-dichloropropane gem-diol (unstable) propanal non-terminal gem-dihalide → ketone H3C Cl Cl CH3 H3C OH OH CH3 H3C CH3 O aq. KOH boil −H2O fast 2,2-dichloropropane gem-diol (unstable) propanone
Figure 14: Hydrolysis of gem-dihalides through unstable gem-diols: a terminal gem-dihalide gives an aldehyde and a non-terminal one gives a ketone.
Solved Example 11
Give the product when 1,1-dichloropropane is boiled with aqueous alkali.
Solution:

Both chlorines are on the same terminal carbon. Aqueous KOH replaces them with -OH groups, giving the unstable gem-diol CH3CH2CH(OH)2, which loses water.

Product: propanal.

8. Dry Distillation of Calcium Salts

Heating the calcium salt of a fatty acid gives a ketone and calcium carbonate:

Aldehydes are obtained by heating the calcium salt of an acid together with calcium formate, to about 675 K:

Note: when two different calcium salts are heated together, the carboxylate groups pair up in every possible way. The mixture of calcium acetate and calcium formate therefore also gives some methanal (from two formates) and propanone (from two acetates). This makes the method less useful for pure products.
Solved Example 12
What is formed on dry distillation of (a) calcium propanoate alone; (b) a mixture of calcium acetate and calcium formate?
Solution:

(a) Two propanoate groups join, losing CaCO3:

Product: pentan-3-one.

(b) An acetate paired with a formate gives ethanal, the intended product. Two acetates give propanone and two formates give methanal, so these form as by-products.

9. Choosing the Right Method

Starting materialReagentProductWatch for
1° alcoholPCC, CH2Cl2AldehydeAqueous Cr(VI) goes on to the acid
2° alcoholK2Cr2O7/H+, PCC, or Cu at 573 KKetone3° alcohols do not give carbonyls
Acyl chlorideH2, Pd/BaSO4 (poisoned) or LiAlH(OCMe3)3AldehydeNot for HCHO; active Pd over-reduces
Acyl chlorideR2CdKetoneRMgX would give a 3° alcohol
EsterDIBAL-H, , then H2OAldehydeWarm conditions over-reduce
NitrileSnCl2/HCl or DIBAL-H, then H3O+AldehydeHydrolysis step is essential
NitrileR'MgX, then H3O+KetoneAdds one new C-C bond
AlkeneO3, then Zn/H2OAldehydes and/or ketonesWithout Zn, aldehydes become acids
Terminal alkyneHgSO4/H2SO4Methyl ketone (ethanal from ethyne)Markovnikov
Terminal alkyneR2BH, then H2O2/OH−AldehydeAnti-Markovnikov
gem-Dihalideaq. KOHAldehyde or ketoneTerminal vs non-terminal

Practice Questions

These questions come from the practice sets for this topic. Try each one before opening the answer.

  1. Compound (A), C5H12O, when refluxed with K2Cr2O7 and dil. H2SO4 was converted to (B), C5H10O. Compound (B) formed a derivative with 2,4-dinitrophenylhydrazine but did not give a positive iodoform test. What are (A) and (B)?
    Show answer

    (B) reacts with 2,4-DNP, so it is a carbonyl compound. It survives refluxing dichromate, so it is a ketone, and it is not a methyl ketone (no iodoform). The only such C5 ketone is (B) = pentan-3-one, so (A) = pentan-3-ol.

  2. An organic compound (A) contains C = 60.4%, H = 13.33% and O = 26.27%. When vaporised, 0.06 g of (A) displaces 22.4 mL of air at STP. (A) reacts readily with Na and on mild oxidation gives (B), which forms a crystalline semicarbazone and responds to the iodoform test. Give the structure of (A).
    Show answer

    Molar mass = 0.06 × 22400 / 22.4 = 60 g mol−1. The percentages fit C3H8O. Reaction with Na shows an -OH group. Oxidation gives a methyl ketone (semicarbazone plus iodoform), which must be propanone. (A) = propan-2-ol, CH3CH(OH)CH3; (B) = propanone.

  3. Two isomeric gem-dihalides C5H10Br2 on hydrolysis give two isomeric compounds C5H10O. Both form oximes and do not react with Tollens’ reagent. One gives the iodoform reaction and the other does not. On strong oxidation with K2Cr2O7/dil. H2SO4, both give a mixture of propanoic acid and acetic acid. Identify the dihalides and carbonyl compounds.
    Show answer

    Both products are ketones (oximes, but no Tollens’ test). 2,2-Dibromopentane gives pentan-2-one, which gives iodoform. 3,3-Dibromopentane gives pentan-3-one, which does not. Strong oxidation cleaves both next to the carbonyl group, giving acetic and propanoic acids.

  4. Compound (A), C5H11Br, forms a Grignard reagent that gives n-pentane with dilute acid. With aqueous KOH, (A) gives (B), C5H12O, which gives a positive Lucas test. (B) with K2Cr2O7/dil. H2SO4 gives (C), which gives a negative iodoform test. Deduce (A), (B) and (C).
    Show answer

    n-Pentane from the Grignard reagent means an unbranched chain. A positive Lucas test (turbidity within minutes) points to a 2° alcohol. The ketone is not a methyl ketone, so the -OH is on C-3. (A) = 3-bromopentane, (B) = pentan-3-ol, (C) = pentan-3-one.

  5. Carry out the conversion of but-1-yne into pentan-2-one in not more than three steps. JEE 1999
    Show answer

    Step 1: NaNH2 in liquid NH3 gives sodium but-1-ynide, .

    Step 2: CH3I gives pent-2-yne, .

    Step 3: HgSO4/dil. H2SO4 hydration gives pentan-2-one.

    Pent-2-yne is unsymmetrical, so hydration also gives some pentan-3-one alongside pentan-2-one.

Common Mistakes to Avoid

Watch out
  • Using excess acidified K2Cr2O7 to make an aldehyde. The aldehyde goes on to the carboxylic acid. Use PCC, or distil the aldehyde out as it forms.
  • Using LiAlH4 on acyl chlorides, esters or nitriles to make aldehydes. It over-reduces to alcohols (or amines from nitriles).
  • Forgetting the low temperature for DIBAL-H with esters. The tetrahedral intermediate is only stable when cold.
  • Writing Rosenmund reduction for methanal, or using unpoisoned palladium.
  • Using a Grignard reagent with an acyl chloride to make a ketone. The ketone reacts further to a tertiary alcohol; use dialkylcadmium.
  • Doing ozonolysis without zinc. Oxidative work-up turns aldehyde fragments into carboxylic acids.
  • Expecting an aldehyde from hydration of a terminal alkyne. Only ethyne gives an aldehyde; other alkynes give methyl ketones. Use hydroboration-oxidation for the aldehyde.
  • Expecting a carbonyl compound from a tertiary alcohol. It resists mild oxidation and dehydrates to an alkene over hot copper.

Frequently Asked Questions

What are the general methods of preparation of aldehydes and ketones?

Aldehydes and ketones are prepared by oxidation or dehydrogenation of alcohols, partial reduction of acyl chlorides, esters and nitriles (Rosenmund, Stephen, DIBAL-H), reaction of nitriles with Grignard reagents or acyl chlorides with dialkylcadmium, ozonolysis of alkenes, hydration of alkynes, hydrolysis of gem-dihalides, and dry distillation of calcium salts.

Why does PCC stop the oxidation of a primary alcohol at the aldehyde?

PCC (pyridinium chlorochromate) is used in dry dichloromethane. Chromium(VI) oxidises an aldehyde to a carboxylic acid through the aldehyde hydrate, RCH(OH)2, which forms only when water is present. Without water the hydrate cannot form, so oxidation stops cleanly at the aldehyde.

What is Rosenmund reduction and why is the catalyst poisoned?

Rosenmund reduction converts an acyl chloride into an aldehyde using hydrogen over palladium on barium sulphate. The catalyst is partially poisoned with sulphur or quinoline so it reduces only the C-Cl bond. An active catalyst would reduce the aldehyde further to a primary alcohol. It cannot make methanal.

What is the Stephen reaction?

In the Stephen reaction, a nitrile is reduced by stannous chloride and hydrogen chloride to an aldimine, which separates as its hydrochloride. Hydrolysis of this imine salt with water gives the aldehyde. For example, ethanenitrile gives ethanal. It is an NCERT method for aldehydes from nitriles.

How does DIBAL-H convert an ester into an aldehyde?

DIBAL-H (diisobutylaluminium hydride) has one hydride and a Lewis acidic aluminium. It binds the ester carbonyl oxygen and delivers one hydride, forming a tetrahedral intermediate that is stable at −78 °C. When water is added at the end, this intermediate breaks down to the aldehyde and an alcohol.

Why is dialkylcadmium used instead of a Grignard reagent to make ketones from acyl chlorides?

A Grignard reagent attacks the ketone as soon as it forms, giving a tertiary alcohol. Dialkylcadmium, R2Cd, is far less reactive: it reacts with the highly reactive acyl chloride but not with the ketone product. The ketone therefore survives and can be isolated.

Which preparation methods of aldehydes and ketones are most important for JEE Main and JEE Advanced?

JEE questions often match reagents to named reductions (Rosenmund, Stephen, DIBAL-H) and ask for products of ozonolysis or alkyne hydration. JEE Advanced adds reagent selectivity: PCC versus dichromate, R2Cd versus RMgX, and hydration versus hydroboration of terminal alkynes, often inside multi-step sequences.

Which methods of preparing aldehydes and ketones should NEET students know?

NEET follows NCERT, which covers oxidation and dehydrogenation of alcohols, ozonolysis of alkenes, hydration of alkynes, Rosenmund reduction, Stephen reaction, DIBAL-H reduction of nitriles and esters, and ketones from acyl chlorides with dialkylcadmium or from nitriles with Grignard reagents. Learn the exact reagents and conditions.

Previous year questions on General Methods of Preparation of Aliphatic Aldehydes & Ketones

2 questions from past papers, each with a step-by-step solution.

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