General Methods of Preparation of Aliphatic Aldehydes & Ketones
The general methods of preparation of aliphatic aldehydes and ketones start from functional groups you already know: alcohols, acyl chlorides, esters, nitriles, alkenes, alkynes and gem-dihalides. The central idea is control. Oxidation or reduction must stop exactly at the carbonyl level, not one step short or one step beyond. This page covers every NCERT method for the preparation of aldehydes and ketones, together with the reagent choices (PCC, DIBAL-H, poisoned palladium, dialkylcadmium) that JEE Main, JEE Advanced and NEET questions test again and again.
- 1° alcohol, PCC
- 2° alcohol, dichromate
- Dehydrogenation
- Rosenmund reduction
- Stephen reduction
- DIBAL-H
- Nitrile + Grignard
- Dialkylcadmium
- Ozonolysis
- Hydration of ethyne
1. The Big Picture
An aldehyde or ketone sits at a middle oxidation level: above an alcohol, below a carboxylic acid. Every method on this page belongs to one of four families.
- Controlled oxidation of alcohols, or their dehydrogenation over copper.
- Controlled reduction of acid derivatives (acyl chlorides, esters, nitriles), stopping before the alcohol.
- Carbon-carbon bond formation with organometallic reagents (Grignard, dialkylcadmium) to make ketones.
- Addition or cleavage of multiple bonds: hydration of alkynes, ozonolysis of alkenes, hydrolysis of gem-dihalides.
2. From Alcohols
Oxidation of primary alcohols to aldehydes
A primary alcohol is oxidised first to an aldehyde and then to a carboxylic acid:
The aldehyde is only a halfway stage, and ordinary oxidants such as acidified K2Cr2O7 or KMnO4 carry it on to the acid. To stop at the aldehyde, use pyridinium chlorochromate (PCC), C5H5NH+CrO3Cl−, in dichloromethane:
PCC works in the absence of water. Chromium(VI) oxidises an aldehyde to an acid through its hydrate, RCH(OH)2, and without water that hydrate cannot form, so oxidation stops. With acidified dichromate, a low-boiling aldehyde such as ethanal can also be saved by distilling it out as soon as it forms.
Oxidation of secondary alcohols to ketones
Secondary alcohols are oxidised to ketones by chromic acid (H2CrO4), acidified K2Cr2O7 or PCC:
The reaction usually stops at the ketone, because oxidising it further would require breaking a C-C bond. Tertiary alcohols have no hydrogen on the carbinol carbon and are not oxidised under these conditions.
(a) PCC works without water and stops at the aldehyde. Butanal, CH3CH2CH2CHO.
(b) Excess aqueous Cr(VI) with heating oxidises the aldehyde further. Butanoic acid, CH3CH2CH2COOH.
(c) A secondary alcohol stops at the ketone, because further oxidation would break a C-C bond. Pentan-2-one, CH3COCH2CH2CH3.
Dehydrogenation of alcohols
When alcohol vapour is passed over heated copper at 573 K, hydrogen is removed instead of being oxidised away. This method is used industrially.
A tertiary alcohol has no hydrogen on the carbinol carbon to lose, so under the same conditions it is dehydrated to an alkene.
Butan-1-ol is a 1° alcohol, so it loses H2 to give butanal.
Butan-2-ol is a 2° alcohol, so it loses H2 to give butan-2-one.
2-Methylpropan-2-ol is a 3° alcohol with no hydrogen on the carbinol carbon, so it cannot be dehydrogenated. It loses water instead, giving 2-methylpropene.
3. From Acid Derivatives by Partial Reduction
In principle, reducing a carboxylic acid should give an aldehyde. In practice the usual reagent, LiAlH4, reduces the acid all the way to a primary alcohol. LiAlH4 is a powerful reducing agent and aldehydes are reduced very easily, so any aldehyde that forms is immediately reduced further:
The solution has two parts. First, start from an acid derivative that is more easily reduced than the acid itself: an acyl chloride, an ester or a nitrile. Second, use an aluminium hydride that is less reactive than LiAlH4. The two standard reagents, lithium tri-tert-butoxyaluminium hydride and diisobutylaluminium hydride (DIBAL-H), each carry only one hydride. Both are sterically hindered, so they transfer hydride with more difficulty.
Acyl chlorides with LiAlH(OCMe3)3
Acyl chlorides are reduced to aldehydes by lithium tri-tert-butoxyaluminium hydride, LiAlH[OC(CH3)3]3, in ether at . The carboxylic acid is first converted into the acyl chloride with thionyl chloride:
For example, 3-methoxy-4-methylbenzoyl chloride gives 3-methoxy-4-methylbenzaldehyde under these conditions, so the method works for aromatic acid chlorides too.
- Hydride adds. The single Al-H hydride attacks the carbonyl carbon, and the electrons move onto oxygen.
- Chloride leaves. The alkoxide re-forms the carbonyl bond and expels Cl−, a good leaving group. Lithium chloride is the by-product.
- Reduction stops. At the bulky reagent reacts with the aldehyde only slowly, so it survives.
Rosenmund reduction
The partial deactivation of the catalyst is essential. A fully active palladium catalyst would also reduce the aldehyde to a primary alcohol. Formaldehyde cannot be made by this method because formyl chloride (HCOCl) is unstable.
Esters with DIBAL-H
Esters are reduced to aldehydes by DIBAL-H in hexane at , followed by water. The amount of reagent must be carefully controlled (one equivalent), and the low temperature is essential to avoid over-reduction.
- Coordination. Aluminium in DIBAL-H is electron-deficient (a Lewis acid) and binds the carbonyl oxygen.
- Hydride transfer. The hydride moves from aluminium to the carbonyl carbon, giving a tetrahedral aluminium intermediate.
- Work-up. This intermediate is relatively stable at and does not expel R'O− while cold. Hydrolysis at the end liberates the aldehyde and R'OH.
Nitriles with DIBAL-H or SnCl2/HCl (Stephen reduction)
DIBAL-H adds one hydride to the carbon of the group, giving an N-aluminium imine that is stable until hydrolysis:
The Stephen reduction achieves the same result with stannous chloride and hydrogen chloride. The nitrile is reduced to an aldimine, isolated as its hydrochloride, which is hydrolysed to the aldehyde:
(a) DIBAL-H in hexane at , then H2O. The tetrahedral intermediate survives while cold and gives the aldehyde on work-up.
(b) H2 over poisoned Pd/BaSO4 (Rosenmund), or LiAlH(OCMe3)3 at .
(c) SnCl2/HCl, then H3O+ (Stephen), or DIBAL-H followed by water.
LiAlH4 is unsuitable because it reduces the aldehyde as soon as it forms. It would give butan-1-ol in (a) and (b), and pentan-1-amine in (c).
(a) Fully active palladium would also hydrogenate the aldehyde to a primary alcohol. Barium sulphate lowers the activity, and sulphur or quinoline blocks the most active sites, so only the more reactive C-Cl bond of the acyl chloride is reduced. Poisoning stops the reaction at the aldehyde.
(b) Methanal would need formyl chloride, HCOCl, as the starting material. Formyl chloride is unstable and decomposes to CO and HCl, so it cannot be used.
4. Ketones Using Organometallic Reagents
Nitriles with Grignard reagents
A Grignard reagent adds once to the carbon of a nitrile. The product is the magnesium salt of an imine, which acid hydrolysis converts into a ketone. The imine carbon cannot be attacked a second time, so the reaction does not go on to an alcohol.
NCERT's example uses an aromatic Grignard reagent: propanenitrile and phenylmagnesium bromide give propiophenone (1-phenylpropan-1-one).
Acyl chlorides with dialkylcadmium
A dialkylcadmium is prepared from a Grignard reagent and cadmium chloride. It reacts with an acyl chloride to give a ketone:
A Grignard reagent cannot be used here because it attacks the ketone as fast as it forms, giving a tertiary alcohol. Dialkylcadmium is much less reactive, so it attacks the reactive acyl chloride but leaves the ketone alone.
(a) NBS brominates the allylic position: A = 3-bromopropene, CH2=CHCH2Br. With magnesium it gives B = allylmagnesium bromide, CH2=CHCH2MgBr.
B adds to the nitrile carbon of CH3CN: C = the imine salt CH3C(=NMgBr)CH2CH=CH2. Hydrolysis gives the ketone D = pent-4-en-2-one, CH3COCH2CH=CH2.
(b) By the same addition-hydrolysis pattern, A = the imine salt (C3H5)CH=NMgBr and B = cyclopropanecarbaldehyde, C3H5CHO. This is the expected exam answer. In a real flask, the acidic hydrogen of HCN would destroy the Grignard reagent. Aldehydes are made from Grignard reagents in practice with triethyl orthoformate.
(a) The Grignard reagent adds to the nitrile carbon: A = the imine salt CH3C(=NMgBr)C6H11. Hydrolysis gives B = cyclohexyl methyl ketone (1-cyclohexylethanone).
(b) NBS brominates the allylic carbon: A = 3-bromocyclohexene. With magnesium it gives B = cyclohex-2-enylmagnesium bromide. Addition to acetonitrile and hydrolysis give C = 1-(cyclohex-2-en-1-yl)ethanone.
Ethylmagnesium bromide does convert acetyl chloride into butan-2-one, but a Grignard reagent attacks ketones readily. A second molecule adds to the ketone at once, and hydrolysis gives the tertiary alcohol 3-methylpentan-3-ol.
The better reagent is diethylcadmium, made from C2H5MgBr and CdCl2. It is reactive enough for the acyl chloride but not for the ketone:
5. From Alkenes: Ozonolysis
Ozone adds across a C=C bond to form an ozonide. Treating the ozonide with zinc dust and water (reductive work-up) cleaves it into two carbonyl compounds. Zinc destroys the hydrogen peroxide formed, which would otherwise oxidise any aldehyde to an acid.
To predict the products, erase the double bond and attach an oxygen to each of its two carbons. A carbon that carried a hydrogen becomes an aldehyde group; a carbon carrying two alkyl groups becomes a ketone.
(a) CH3CH=CHCH2CH3: cut the double bond and add O to each carbon. The products are ethanal (CH3CHO) and propanal (CH3CH2CHO).
(b) Only propanone means both double-bond carbons carry two methyl groups, and the molecule is symmetrical: (CH3)2C=C(CH3)2, 2,3-dimethylbut-2-ene.
A takes up two molecules of H2 in steps, so it is an open-chain diene. B oxidises to a single C3 acid, propanoic acid, so B is symmetrical: CH3CH2CH=CHCH2CH3.
Ozonolysis of A gives ethanal and glyoxal, so the diene is conjugated: CH3CH=CH-CH=CHCH3. Its 1,4-addition of H2 shifts the double bond to the centre, giving B.
A = hexa-2,4-diene; B = hex-3-ene; C = hexane; D = ethanal (CH3CHO); E = glyoxal (OHC-CHO); F = propanoic acid (CH3CH2COOH).
Check: ozonolysis of B gives only propanal, as expected for a symmetrical alkene.
6. From Alkynes
Hydration with mercuric sulphate
Water adds to alkynes only with the catalytic help of both acid and mercury(II) ions: dilute H2SO4 with HgSO4 at about 333 K. Ethyne gives ethanal; every other alkyne gives a ketone, because water adds by Markovnikov's rule.
- -complex. Hg2+ forms a complex with the triple bond, making it open to attack by water.
- Water attacks. Loss of H+ gives a mercury-substituted enol.
- H+ replaces Hg2+. This gives the enol and regenerates the catalyst.
- Tautomerism. The enol rearranges to the far more stable keto form.
Hydroboration-oxidation of terminal alkynes
Hydroboration is faster with alkynes than with alkenes. A bulky dialkylborane (R2BH) adds once, with boron going to the terminal carbon. Treating the vinylborane with alkaline hydrogen peroxide gives an enol with the -OH on the end carbon, which tautomerises to an aldehyde.
Hydration and hydroboration-oxidation therefore put the oxygen on opposite ends of a terminal alkyne.
(a) Markovnikov hydration puts -OH on C-2. The enol CH3C(OH)=CH2 tautomerises to propanone, CH3COCH3.
(b) Boron adds to the less hindered terminal carbon, and oxidation replaces it with -OH on C-1. The enol CH3CH=CHOH tautomerises to propanal, CH3CH2CHO.
The two methods place the oxygen on opposite ends of the triple bond.
7. Hydrolysis of gem-Dihalides
A gem-dihalide has both halogens on the same carbon. Boiling it with aqueous alkali replaces both halogens by -OH groups. The resulting gem-diol is unstable and loses water to give a carbonyl compound. A terminal gem-dihalide (RCHX2) gives an aldehyde; a non-terminal one (RCX2R') gives a ketone.
Both chlorines are on the same terminal carbon. Aqueous KOH replaces them with -OH groups, giving the unstable gem-diol CH3CH2CH(OH)2, which loses water.
Product: propanal.
8. Dry Distillation of Calcium Salts
Heating the calcium salt of a fatty acid gives a ketone and calcium carbonate:
Aldehydes are obtained by heating the calcium salt of an acid together with calcium formate, to about 675 K:
(a) Two propanoate groups join, losing CaCO3:
Product: pentan-3-one.
(b) An acetate paired with a formate gives ethanal, the intended product. Two acetates give propanone and two formates give methanal, so these form as by-products.
9. Choosing the Right Method
| Starting material | Reagent | Product | Watch for |
|---|---|---|---|
| 1° alcohol | PCC, CH2Cl2 | Aldehyde | Aqueous Cr(VI) goes on to the acid |
| 2° alcohol | K2Cr2O7/H+, PCC, or Cu at 573 K | Ketone | 3° alcohols do not give carbonyls |
| Acyl chloride | H2, Pd/BaSO4 (poisoned) or LiAlH(OCMe3)3 | Aldehyde | Not for HCHO; active Pd over-reduces |
| Acyl chloride | R2Cd | Ketone | RMgX would give a 3° alcohol |
| Ester | DIBAL-H, , then H2O | Aldehyde | Warm conditions over-reduce |
| Nitrile | SnCl2/HCl or DIBAL-H, then H3O+ | Aldehyde | Hydrolysis step is essential |
| Nitrile | R'MgX, then H3O+ | Ketone | Adds one new C-C bond |
| Alkene | O3, then Zn/H2O | Aldehydes and/or ketones | Without Zn, aldehydes become acids |
| Terminal alkyne | HgSO4/H2SO4 | Methyl ketone (ethanal from ethyne) | Markovnikov |
| Terminal alkyne | R2BH, then H2O2/OH− | Aldehyde | Anti-Markovnikov |
| gem-Dihalide | aq. KOH | Aldehyde or ketone | Terminal vs non-terminal |
Practice Questions
These questions come from the practice sets for this topic. Try each one before opening the answer.
- Compound (A), C5H12O, when refluxed with K2Cr2O7 and dil. H2SO4 was converted to (B), C5H10O. Compound (B) formed a derivative with 2,4-dinitrophenylhydrazine but did not give a positive iodoform test. What are (A) and (B)?
Show answer
(B) reacts with 2,4-DNP, so it is a carbonyl compound. It survives refluxing dichromate, so it is a ketone, and it is not a methyl ketone (no iodoform). The only such C5 ketone is (B) = pentan-3-one, so (A) = pentan-3-ol.
- An organic compound (A) contains C = 60.4%, H = 13.33% and O = 26.27%. When vaporised, 0.06 g of (A) displaces 22.4 mL of air at STP. (A) reacts readily with Na and on mild oxidation gives (B), which forms a crystalline semicarbazone and responds to the iodoform test. Give the structure of (A).
Show answer
Molar mass = 0.06 × 22400 / 22.4 = 60 g mol−1. The percentages fit C3H8O. Reaction with Na shows an -OH group. Oxidation gives a methyl ketone (semicarbazone plus iodoform), which must be propanone. (A) = propan-2-ol, CH3CH(OH)CH3; (B) = propanone.
- Two isomeric gem-dihalides C5H10Br2 on hydrolysis give two isomeric compounds C5H10O. Both form oximes and do not react with Tollens’ reagent. One gives the iodoform reaction and the other does not. On strong oxidation with K2Cr2O7/dil. H2SO4, both give a mixture of propanoic acid and acetic acid. Identify the dihalides and carbonyl compounds.
Show answer
Both products are ketones (oximes, but no Tollens’ test). 2,2-Dibromopentane gives pentan-2-one, which gives iodoform. 3,3-Dibromopentane gives pentan-3-one, which does not. Strong oxidation cleaves both next to the carbonyl group, giving acetic and propanoic acids.
- Compound (A), C5H11Br, forms a Grignard reagent that gives n-pentane with dilute acid. With aqueous KOH, (A) gives (B), C5H12O, which gives a positive Lucas test. (B) with K2Cr2O7/dil. H2SO4 gives (C), which gives a negative iodoform test. Deduce (A), (B) and (C).
Show answer
n-Pentane from the Grignard reagent means an unbranched chain. A positive Lucas test (turbidity within minutes) points to a 2° alcohol. The ketone is not a methyl ketone, so the -OH is on C-3. (A) = 3-bromopentane, (B) = pentan-3-ol, (C) = pentan-3-one.
- Carry out the conversion of but-1-yne into pentan-2-one in not more than three steps. JEE 1999
Show answer
Step 1: NaNH2 in liquid NH3 gives sodium but-1-ynide, .
Step 2: CH3I gives pent-2-yne, .
Step 3: HgSO4/dil. H2SO4 hydration gives pentan-2-one.
Pent-2-yne is unsymmetrical, so hydration also gives some pentan-3-one alongside pentan-2-one.
Common Mistakes to Avoid
- Using excess acidified K2Cr2O7 to make an aldehyde. The aldehyde goes on to the carboxylic acid. Use PCC, or distil the aldehyde out as it forms.
- Using LiAlH4 on acyl chlorides, esters or nitriles to make aldehydes. It over-reduces to alcohols (or amines from nitriles).
- Forgetting the low temperature for DIBAL-H with esters. The tetrahedral intermediate is only stable when cold.
- Writing Rosenmund reduction for methanal, or using unpoisoned palladium.
- Using a Grignard reagent with an acyl chloride to make a ketone. The ketone reacts further to a tertiary alcohol; use dialkylcadmium.
- Doing ozonolysis without zinc. Oxidative work-up turns aldehyde fragments into carboxylic acids.
- Expecting an aldehyde from hydration of a terminal alkyne. Only ethyne gives an aldehyde; other alkynes give methyl ketones. Use hydroboration-oxidation for the aldehyde.
- Expecting a carbonyl compound from a tertiary alcohol. It resists mild oxidation and dehydrates to an alkene over hot copper.
Frequently Asked Questions
What are the general methods of preparation of aldehydes and ketones?
Aldehydes and ketones are prepared by oxidation or dehydrogenation of alcohols, partial reduction of acyl chlorides, esters and nitriles (Rosenmund, Stephen, DIBAL-H), reaction of nitriles with Grignard reagents or acyl chlorides with dialkylcadmium, ozonolysis of alkenes, hydration of alkynes, hydrolysis of gem-dihalides, and dry distillation of calcium salts.
Why does PCC stop the oxidation of a primary alcohol at the aldehyde?
PCC (pyridinium chlorochromate) is used in dry dichloromethane. Chromium(VI) oxidises an aldehyde to a carboxylic acid through the aldehyde hydrate, RCH(OH)2, which forms only when water is present. Without water the hydrate cannot form, so oxidation stops cleanly at the aldehyde.
What is Rosenmund reduction and why is the catalyst poisoned?
Rosenmund reduction converts an acyl chloride into an aldehyde using hydrogen over palladium on barium sulphate. The catalyst is partially poisoned with sulphur or quinoline so it reduces only the C-Cl bond. An active catalyst would reduce the aldehyde further to a primary alcohol. It cannot make methanal.
What is the Stephen reaction?
In the Stephen reaction, a nitrile is reduced by stannous chloride and hydrogen chloride to an aldimine, which separates as its hydrochloride. Hydrolysis of this imine salt with water gives the aldehyde. For example, ethanenitrile gives ethanal. It is an NCERT method for aldehydes from nitriles.
How does DIBAL-H convert an ester into an aldehyde?
DIBAL-H (diisobutylaluminium hydride) has one hydride and a Lewis acidic aluminium. It binds the ester carbonyl oxygen and delivers one hydride, forming a tetrahedral intermediate that is stable at −78 °C. When water is added at the end, this intermediate breaks down to the aldehyde and an alcohol.
Why is dialkylcadmium used instead of a Grignard reagent to make ketones from acyl chlorides?
A Grignard reagent attacks the ketone as soon as it forms, giving a tertiary alcohol. Dialkylcadmium, R2Cd, is far less reactive: it reacts with the highly reactive acyl chloride but not with the ketone product. The ketone therefore survives and can be isolated.
Which preparation methods of aldehydes and ketones are most important for JEE Main and JEE Advanced?
JEE questions often match reagents to named reductions (Rosenmund, Stephen, DIBAL-H) and ask for products of ozonolysis or alkyne hydration. JEE Advanced adds reagent selectivity: PCC versus dichromate, R2Cd versus RMgX, and hydration versus hydroboration of terminal alkynes, often inside multi-step sequences.
Which methods of preparing aldehydes and ketones should NEET students know?
NEET follows NCERT, which covers oxidation and dehydrogenation of alcohols, ozonolysis of alkenes, hydration of alkynes, Rosenmund reduction, Stephen reaction, DIBAL-H reduction of nitriles and esters, and ketones from acyl chlorides with dialkylcadmium or from nitriles with Grignard reagents. Learn the exact reagents and conditions.
Previous year questions on General Methods of Preparation of Aliphatic Aldehydes & Ketones
2 questions from past papers, each with a step-by-step solution.
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